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Subject: RE: [chairs] Patent license friction...


It sounds like a license registry would be helpful for this purpose.

> -------- Original Message --------
> Subject: RE: [chairs] Patent license friction...
> From: "Wachob, Gabe" <gwachob@visa.com>
> Date: Mon, May 01, 2006 11:11 am
> To: "John Messing" <jmessing@law-on-line.com>, "David RR Webber (XML)"
> <david@drrw.info>
> Cc: "Chairs OASIS" <chairs@lists.oasis-open.org>, "Frederick Hirsch"
> <frederick.hirsch@nokia.com>
> 
> John-
>   Thanks for the perspective. I think my point may not have been made
> very clearly - my point was merely that in many cases, these specs
> require users/implementers/etc to take an affirmative step to request
> and execute  separate license from one or more patent-holding members. 
> 
>   I'd be surprised if most users of SAML actually go through the steps
> of executing these licenses. And a big problem for large organizations
> like Visa is that each one of these licenses has to be tracked and
> reviewed by attorneys, etc. That sucks! We are left in a position where
> we either use specs without executing proper licenses (and thereby
> running the risk of *willful* infringement which runs up greater
> damages) or going to a number of different companies to execute a number
> of different licenses, each of which has to be reviewed and tracked
> internally, etc. 
> 
>   I'm not saying we can solve this problem here but there are two items
> I am bringing up:
> 
> a) I don't know if people are really aware of the need to execute these
> licenses in many cases. My previous email suggested that there isn't
> nearly enough clarity for casual reviewers on what the licensing terms
> are for these specifications and what the mechanics are for acquiring
> and executing these licenses. 
> 
> b) OASIS *can* begin to address the issue by suggesting (or at least
> pushing large IP holder members to agree on) more uniform licensing
> terms and licenses for patent holders wishing to contribute to RF/RAND
> efforts. Additionally, the more licenses are unilateral (ie executed by
> virtue of using the spec instead of being executed by virtue of signing
> and returning to the licensor), the better, from an implementers point
> of view. 
> 
>   If vendors (who tend to be the ones holding the IP) want users to
> adopt specs and standards, I would argue its in the vendors' interest to
> make IP licensing as easy as possible... Especially where the intent is
> *not* to create revenues streams or exert control over a technology area
> via licensing!
> 
>   I would note that this is not unique to OASIS - a quick check of IETF
> has many similar disclosures and promises to license (if you contact
> each individual licensor) on its IPR disclosures page.  
> 
>    -Gabe
> 
> > -----Original Message-----
> > From: John Messing [mailto:jmessing@law-on-line.com] 
> > Sent: Friday, April 28, 2006 6:21 AM
> > To: David RR Webber (XML)
> > Cc: Chairs OASIS; Wachob, Gabe; Frederick Hirsch
> > Subject: RE: [chairs] Patent license friction...
> > 
> > Hi David and Gabe:
> > 
> > The below-referenced U.S. patent was awarded in 2005 to Sun 
> > Microsystems
> > as assignee for "Single sign-on framework with trust-level mapping to
> > authentication requirements"
> > 
> > http://patft1.uspto.gov/netacgi/nph-Parser?Sect1=PTO2&Sect2=HI
> > TOFF&p=1&u=%2Fnetahtml%2FPTO%2Fsearch-bool.html&r=10&f=G&l=50&
> > co1=AND&d=PTXT&s1=sun.ASNM.&s2=authentication.ABTX.&OS=AN/sun+
> AND+ABST/authentication&RS=AN/sun+AND+ABST/authentication
> > 
> > I think Gabe's original question is complicated by the period in which
> > an OASIS standard was approved: one must keep in mind whether it
> > occurred under a legacy IPR mode or one of the newer IP modes that are
> > designed to be adopted by TC's by no later than next year.
> > 
> > The American Bar Association's Science and Technology Law 
> > Section has a
> > committee that is working on the relationship between patents and
> > standards work.
> > 
> > Currently IMHO there is no easy or simple answer to Gabe's inquiry.
> > 
> > John Messing
> > 
> > > -------- Original Message --------
> > > Subject: RE: [chairs] Patent license friction...
> > > From: "David RR Webber (XML)" <david@drrw.info>
> > > Date: Thu, April 27, 2006 8:43 pm
> > > To: Frederick Hirsch <frederick.hirsch@nokia.com>
> > > Cc: Chairs OASIS <chairs@lists.oasis-open.org>, "ext Wachob,Gabe"
> > > <gwachob@visa.com>
> > > 
> > > 
> > > Gabe, 
> > >   
> > > Of course the other option is to have TC work that 
> > precludes patented
> > > material. 
> > >   
> > > I still do not see any IPR policy that specifically 
> > supports that option
> > > - other than the legacy policy. 
> > >   
> > > To my knowledge the BOD - despite Patricks assertions that 
> > OASIS would -
> > > still has made no effort to accommodate the OSI concerns in 
> > this regard
> > > nor arranged any conference calls or interactions with OSI 
> > to move toward
> > > having OASIS TC work able to comply to OSI licensing needs. 
> > >   
> > > For the life of me I cannot see anything in SAML that anyone could
> > > legitimately claim to have a patented invention around.  
> > But then again
> > > people have patents on the menu key sequence for bank ATMs 
> > - clearly a
> > > ground breaking invention - key pad sequences.  Would be 
> > interesting to
> > > know exactly what about SAML is using such a unique 
> > mechanism that it is
> > > a patented system? 
> > >   
> > > Assuming the patent may fall under the 
> > not-really-an-invention-at-all
> > > category - hopefully the SAML TC can re-factor their work 
> > so that it does
> > > not rely on any dubious or questionable patents in the 
> > first place... 
> > >   
> > > DW
> > >  
> > > 
> > > 
> > >  -------- Original Message --------
> > > Subject: Re: [chairs] Patent license friction...
> > > From: Frederick Hirsch <frederick.hirsch@nokia.com>
> > > Date: Thu, April 27, 2006 5:51 pm
> > > To: "ext Wachob, Gabe" <gwachob@visa.com>
> > > Cc: Frederick Hirsch <frederick.hirsch@nokia.com>, "Chairs OASIS"
> > > <chairs@lists.oasis-open.org>
> > > 
> > > Gabe
> > > 
> > > I believe the SSTC is operating under the legacy IPR policy. TCs  
> > > under the current (new) policies incur much clearer and well- 
> > > understood obligations, which should go a long way toward reducing  
> > > friction and confusion.
> > > 
> > > In general I believe the reason law tends to be difficult 
> > is that it  
> > > is difficult to clearly state in language precise rules where the  
> > > concerns of various parties are met. The new OASIS policy 
> > attempts to  
> > > do this as clearly as possible, specifying the "features" of the  
> > > license that may be used in the different IPR modes, 
> > providing more  
> > > clarity on the licenses that may be obtained.
> > > 
> > > However, within the scope of the OASIS policy it is the right of a  
> > > patent holder to write their license. Likewise it is not 
> > unreasonable  
> > > to have more than one means of obtaining a license from a patent  
> > > holder, although it may be in everyone's interest to make it easier.
> > > 
> > > In the specific example, I would take the "would" to 
> > indicate that a  
> > > license will be granted if and when needed, which seems 
> > reasonable.  
> > > I'd recommend consult your attorney for advice if you 
> > haven't already  
> > > done so.
> > > 
> > > However, I believe the current IPR policy is a big step forward  
> > > toward clarity. However, as you note, it is realistic to expect to  
> > > contact patent holders for licenses as needed.
> > > 
> > > Thanks
> > > 
> > > regards, Frederick
> > > 
> > > Frederick Hirsch
> > > Nokia
> > > 
> > > [1] http://www.oasis-open.org/who/intellectualproperty.php
> > > 
> > > On Apr 27, 2006, at 4:59 PM, ext Wachob, Gabe wrote:
> > > 
> > > > This is a real basic questions that has been nagging at me for  
> > > > quite a while.
> > > >
> > > > Lets say I want to use a OASIS specification (lets take 
> > SAML 2.0 -  
> > > > I'm not picking on them - but it makes a good 
> > illustration). I note  
> > > > that there are various IPR disclosures at 
> > http://www.oasis-open.org/ 
> > > > committees/security/ipr.php - and some of these 
> > disclosures state  
> > > > that the patent owners *will* license their Patents for 
> > the purpose  
> > > > of SAML. Some express covenants not to assert claims. 
> > Some point to  
> > > > blanket licenses on web sites.
> > > >
> > > > If I were a lawyer I would find this situation a) confusing, b)  
> > > > scattered and c) potentially dangerous. For example, on 
> > that page,  
> > > > Fidelty states that it "would grant to any other person or legal  
> > > > entity a royalty-free, nonexclusive, nontransferable, 
> > license under  
> > > > Fidelity's NECESSARY CLAIMS to implement the SAML v2.0 OASIS  
> > > > Standard, and sell, promote or otherwise distribute the 
> > resulting  
> > > > implementation. "
> > > >
> > > > Note the word "would". I don't see that Fidelty actually *has*  
> > > > granted a license. Thus, while they would now have a hard time  
> > > > enforcing the patent (given theories of estoppel, etc), I don't  
> > > > believe that Fidelty actually *has* granted a license. It 
> > appears  
> > > > that I have to go to Fidelty and get a license if I wish to use  
> > > > SAML. (Not picking on Fidelity - they are just first on 
> > the list of  
> > > > disclosers).
> > > >
> > > > Are people aware of this? Do users of SAML specifications 
> > actually  
> > > > know that they apparently aren't actually licensed to use the  
> > > > patents that Fidelity believes it has? Doesn't this (or 
> > rather, if  
> > > > lawyers were paying attention, *shouldn't* this) be a concern? I  
> > > > realize this TC operated under the legacy IPR policy - I 
> > wonder how  
> > > > that affects things.
> > > >
> > > > If a implementer/user of SAML were to actually be careful with  
> > > > their use of the SAML specs, they'd actually have to contact  
> > > > Fidelity to execute the license. I think this should be  
> > > > highlighted! If a contributor wants to contribute, and 
> > they don't  
> > > > offer a covenant or other blanket license (or a URL to a blanket  
> > > > license, etc), this potentially increases the friction 
> > for adoption.
> > > >
> > > > In an ideal world, there'd be one patent license that 
> > every patent- 
> > > > holder contributor would agree to -- I'm not naive to 
> > believe that  
> > > > would happen (or that OASIS could force that to happen), 
> > but I do  
> > > > believe in notice. Only as a persistent person who actually read  
> > > > the entire IPR disclosure page did I notice that to use SAML 2 I  
> > > > have to somehow negotiate a license with Fidelity.. Most people  
> > > > aren't going to do this and will be blissfully ignorant.
> > > >
> > > > I think as a practical matter, most patent holders who are  
> > > > contributing to OASIS specs don't really want to deal with  
> > > > individual licensing -- but OASIS IPR policy doesn't 
> > really push or  
> > > > guide patent holders to put up blanket unilateral 
> > licenses -- its  
> > > > up to each IPR holder to license (or covenant) in what ever way  
> > > > they want.
> > > >
> > > > THE PROPOSAL:
> > > > I think, in short, that OASIS should guide patent holders 
> > towards  
> > > > the lowest friction licenses possible by suggesting (not 
> > forcing)  
> > > > patent holders to use a standardized license (or at least 
> > suggest  
> > > > that patent holders post a "click-through" or unilateral license).
> > > >
> > > >    -Gabe
> > > >
> > > > P.S. If I'm wrong about any of the facts, please let me 
> > know ... I  
> > > > could have easily missed something.
> > > > __________________________________________________
> > > > gwachob@visa.com
> > > > Chief Systems Architect
> > > > Technical Innovation and Standards Management
> > > > Visa International
> > > > Phone: +1.650.432.3696   Fax: +1.650.554.6817
> > > >
> > > > 
> > 
> >



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