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Subject: Re: [legalxml-courtfiling] Respond by 5-13 Revised Policy Statement on Implementation of ECF TC specifications


I think the statement sounds good, and the position is reasonable at this point.
 
Dallas
----- Original Message -----
Sent: Tuesday, May 06, 2003 2:50 PM
Subject: [legalxml-courtfiling] Respond by 5-13 Revised Policy Statement on Implementation of ECF TC specifications

Below is a revised statement, based on suggestions made during our conference call this afternoon.  Please provide comments and suggestions no later than close of business May 13, 2003.  I propose that when we get this statement in a form acceptable to the Technical Committee, we provide it to the Legal XML Member Section Steering Committee and to the co-chairs of the COSCA/NACM Joint Technology Committee for their comments before publishing it.

 

Implementation Policy Statement

 

The specifications developed by this Technical Committee, and approved as “proposed standards” by the COSCA/NACM Joint Technology Committee, have not yet been recommended for approval as “recommended standards” by COSCA and NACM or OASIS because they are still undergoing interoperability testing.  The Technical Committee expects that implementers will make significant modifications and extensions to these specifications as they test them in specific operational settings. 

 

A number of courts have included in their procurement documents requirements that an electronic filing application “comply” with the technical specifications approved by this Technical Committee or by the COSCA/NACM Joint Technology Committee.  Application vendors do not know how to respond to such requirements.

 

The Technical Committee hereby authorizes application providers to represent that their products “follow” one of more of this Technical Committee’s specifications if all of the following statements are true:

 

1)       the application in question uses XML substantially in accordance with the structure and content of the Electronic Court Filing 1.O, Electronic Court Filing 1.1, Court Document 1.1, or Query & Response specification; and

2)      all extensions are made in the manner called for by the specification; and

3)   the application provider has provided to the OASIS Legal XML Member Section Electronic Court Filing Technical Committee an “implementation report” describing all modifications and extensions to the TC’s proposed specification, together with a narrative statement of the reasons for making those modifications and extensions.  

 

The OASIS Legal XML Member Section Electronic Court Filing Technical Committee will publish all “implementation reports” along with the proposed specifications on the OASIS website for the benefit of all users of these specifications and for the purpose of furthering our own understanding of the operational requirements for future versions of the specifications.

 

An application provider’s assertion should be in the form, “[company or court] asserts that [name of product] follows the OASIS Legal XML Member Section Electronic Court Filing Technical Committee [name of specification] as defined in the Technical Committee’s “Implementation Policy Statement” of [date], subject to the limitations set forth in that policy statement.”

 

Courts and other entities using products about which such assertions are made should understand:

 

-                      that the OASIS Legal XML Member Section Electronic Court Filing Technical Committee specifications have been approved as “proposed standards” for the purpose of comment and experimental implementation; their efficacy has not yet been demonstrated through complete interoperability testing; they will undoubtedly be refined and expanded beyond their current content before they are suitable for “recommended standard” status;

-                      that the assertion that an application “follows” a Technical Committee specification is a statement by an application provider; such statements are not reviewed or verified by OASIS, the Legal XML Member Section, or its Electronic Court Filing Technical Committee; none of the foregoing make any representations concerning the accuracy of such assertions, nor any representations that implementations that in fact “follow” the current specifications will successfully interoperate;

-                      that the assertion that an application vendor has provided an “implementation report” to the Electronic Court Filing Technical Committee can be verified by anyone to whom the assertion is made by searching for the report on the OASIS website; and

-                      that “implementation reports” filed by application providers also represent assertions by the providers; neither OASIS, the Legal XML Member Section, nor its Electronic Court Filing Technical Committee independently verify that the modifications and extensions reported are in fact contained in the application or that they are the only modifications or extensions contained in it.  

 

 

John M. Greacen

Greacen Associates, LLC

HCR 78, Box 23

Regina, New Mexico 87046

505-289-2164

505-780-1450 (cell)

 



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