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Subject: Re: XACML's limitations in the access control for XML documents usecase - AW: AW: [xacml] CD-1 issue #11: strictness of xpath definition


Hi Jan,

Thanks for the effort you put into explaining this with such detail.

I can see that you mix two separate issues in here. One of them I agree 
is a real problem, though I am not sure what the ideal solution would be.

The first issue which you explain very well is that is difficult to 
write XACML rules which interrelate XML content within a single XML 
resource among multiple XML resources because the resources "mix up" 
with each other. You propose an offset to the AttributeSelector to fix this.

This issue is listed as number 16 among the comments we received during 
the public review. See here:

http://lists.oasis-open.org/archives/xacml/200909/msg00023.html

I think we should do something about it, but I would like to wait past 
3.0 since 3.0 has already been so delayed. I am not sure the right fix 
is the offset, so opening up technical work on this would delay 3.0 even 
more. Whatever solution we make could be done as a separate profile in 
the next batch of 3.0 documents (like metadata and so on).

To me the fundamental problem in this use case is that an XML resource 
like this breaks the XACML "assumption", if you permit the expression, 
that the request describes a single access request. The multiple 
<Resource>/<Attributes> elements approach does not have the same 
problem. Consider the following multiple request:

<Subject>subject-id=alice</Subject>
<Resource>resource-id=documentA</Resource>
<Resource>resource-id=documentB</Resource>

The above request is shorthand for a series of XACML requests, and an 
individual request like this would never reach the actual policy 
processing in the PDP, rather it would be pre-processed into these two 
requests:

<Subject>subject-id=alice</Subject>
<Resource>resource-id=documentA</Resource>

<Subject>subject-id=alice</Subject>
<Resource>resource-id=documentB</Resource>

Note how each individual request is about a single access request with a 
single subject and single resource, with no risk of mixing the resources 
up in the matching operations.

However, consider this multiple XML resource request instead:

<Subject>subject-id=alice</Subject>
<Resource>
  scope=xpath-expression
  resource-id = book
  <book>
    <title>xxx</title>
    <author>Bob</author>
    <id>100</id>
    <price>30</price>
    <book-content>...</book-content >
  <book>
  <book>
    <title>yyy</title>
    <author>Alice</author>
    <id>200</id>
    <price>80</price>
    <book-content >...</book-content >
  <book>
</Resource>

Now, this would be pre-processed into two separate requests like this:

<Subject>subject-id=alice</Subject>
<Resource>
  resource-id = book[1]
  <book>
    <title>xxx</title>
    <author>Bob</author>
    <id>100</id>
    <price>30</price>
    <book-content>...</book-content >
  <book>
  <book>
    <title>yyy</title>
    <author>Alice</author>
    <id>200</id>
    <price>80</price>
    <book-content >...</book-content >
  <book>
</Resource>

and

<Subject>subject-id=alice</Subject>
<Resource>
  resource-id = book[2]
  <book>
    <title>xxx</title>
    <author>Bob</author>
    <id>100</id>
    <price>30</price>
    <book-content>...</book-content >
  <book>
  <book>
    <title>yyy</title>
    <author>Alice</author>
    <id>200</id>
    <price>80</price>
    <book-content >...</book-content >
  <book>
</Resource>

Note how both these requests contain data about all resources, and the 
data can therefore be mixed up. The offset is one way to handle this, 
but, maybe it would be better to trim away the data of the other 
resources instead? Something like this:


<Subject>subject-id=alice</Subject>
<Resource>
  resource-id = book
  <book>
    <title>xxx</title>
    <author>Bob</author>
    <id>100</id>
    <price>30</price>
    <book-content>...</book-content >
  <book>
</Resource>

and

<Subject>subject-id=alice</Subject>
<Resource>
  resource-id = book
  <book>
    <title>yyy</title>
    <author>Alice</author>
    <id>200</id>
    <price>80</price>
    <book-content >...</book-content >
  <book>
</Resource>

I don't know, which is better, but the second alternative would be 
closer to the original idea of XACML describing the attributes of a 
single attempted access, and there is less risk that a policy author 
would mix up the resources. However, I am sure there are complications 
with this approach as well.

I am trying to say is that I have concerns about making a significant 
change like that without considering all the alternatives thoroughly.

Now, the second issue which was debated a lot on the list last week was 
the use of string matching vs xpath matching. See the thread here:

http://lists.oasis-open.org/archives/xacml/200909/msg00020.html

You use string matching in your example, but it would work better with 
the xpath functions instead, since you would avoid all the 
namespace/canonical form issues which stem from string matching. I still 
don't see the need of a strict format for xpath expressions generated by 
the PDP.

Best regards,
Erik


Jan Herrmann wrote:
> Hi Paul, all 
>
>  
>
> in the following I try to explain some limitations of the current version of
> the multiple and hierarchical resource profile and the core-spec in the
> xml-resource use case. Then through an example I will show how the proposed
> extensions could enhance the capabilities and expressiveness significantly.
>
>  
>
> Baseline:
>
> - you are trying to control access to xml resources on a fine-grained level
>
> - contend dependant rules should be supported. i.e. it must be possible to
> express access rights for a node that are dependant on the value of other
> nodes
>
> - filtering should be supported. I.e. in case access to one (or some)
> node(s) in the xml resource is denied, it should be possible to filter out
> these nodes and return the accessible part of the xml-resource to the user 
>
>  
>
> Example Scenario:
>
> To simplify the discussion assume the following situation:
>
> You have xml docs looking like this one:
>
> <objects>
>
>   <book>
>
>     <title>xxx</title>
>
>     <author>Bob</author>
>
>     <id>100</id>
>
>     <price>30</price>
>
>     <book-content>...</book-content >
>
>   <book>
>
>   <book>
>
>     <title>yyy</title>
>
>     <author>Alice</author>
>
>     <id>200</id>
>
>     <price>80</price>
>
>     <book-content >...</book-content >
>
>   <book>
>
> </objects>
>
>  
>
> This resource is included in a global decision request which looks like
> this:
>
>      <request>
>
>             subject-id=Bob
>
>             <content>.the xml resource </content>
>
>      </request>
>
>  
>
> Further assume you try to define a rule, that denies access to book nodes,
> if the book's price is higher than 50$ and the author OF THIS BOOK is the
> requesting subject.
>
>  
>
> A first try to define the needed rule could look like this:
>
> Approach 1:
>
> <Rule effect=Deny>
>
> .Any-Of(less-than, 50, AttributeSelector(/objects/book/price/text()) ) AND
> Any-Of(string-equals, string-one-and-only(AttributeDesignator(subject-id)),
> AttributeSelector(/objects/book/author/text()) )
>
> </Rule>
>
>  
>
> Unfortunately this rule doesn't implement the intended behaviour. 
>
>  
>
> Prob 1: filtering is not possible
>
> The XACML decision request & response refers to the XML resource as a whole.
> What you actually need to allow filtering are access decision request and
> responses for each individual node.
>
>  
>
> Prob 2: The use of two and-ed Any-Of expressions destroys the semantical
> relationships between the nodes
>
> If e.g. Bob is the requesting subject, than the rule will match and deny
> access although Bob should be allowed to access the first and second book
> element.
>
>  
>
> Note that this problem could be solved, if you would allow the following
> type of xpath expression in the AttributeSelector:
>
> Approach 2:
>
> integer-greater-than
> (integer-one-and-only(AttributeSelector(count(/objects/book[price/text()>50
> AND author/text() = AttributeDesignator(subject-id)])), 0).
>
> This is not possible as XACML constructs like the AttributeDesignator can't
> be used inside the XPATH predicate. 
>
>  
>
> Another approach that is XPath conformant could therefore be:
>
> Approach 3:
>
> <Rule effect=Deny>
>
> .Any-Of(string-equals, string-one-and-only(AttributeDesignator(subject-id)),
> AttributeSelector(/objects/book[ price/text() > 50]/author/text()) )
>
> </Rule>
>
>  
>
> This rule should implement the intended access semantics but still has its
> limitations:
>
> 1. The problem was solved through a mix of XACML constructs and XPath
> predicates. To overcome the limitations parts of the XACML constructs were
> shifted into the XPath predicate. Note that this worked in the example, as a
> less-than or higher-than function is allowed in XPath predicates.
> Unfortunately this means that XACML's functions are not eXtensible below the
> functions supported by XPath.
>
> E.g. in the OGC GeoXACML use case we have added functions like within,
> touches, disjoint and so on. As these functions are not supported by XPath
> they can only be used in the extened form of XACML and this introduces
> strong limitations in the expressiveness.
>
> 2. Assume you want to change the intended rule semantics to:
>
> deny access to a book node, if the book's price is higher than an XACML
> Attribute A and the author OF THIS BOOK is the requesting subject
>
> This will prevent you from shifting the semantics into the XPath predicate
> and thus will cause limited expressiveness.
>
>  
>
> From my understanding using the xpath-match functions doesn't help solving
> the problems mentioned above.
>
> Filtering will still not be possible and the problem that pointers to XACML
> decision request data are not allowed inside an XPath predicate and the
> problem that only predicates supported by XPath can be used still apply.
>
>  
>
> The good news is that with very little changes to the profiles the problems
> above can be solved.
>
>  
>
> A solution could look like this:
>
>  
>
> 1. A PDP receives a global decision request with
>
>     resource-id=/objects
>
>     scope=descendant
>
>     <content>. the xml resource </content>
>
>  
>
>     The resource-id and scope Attribute specifies a set of nodes that are
> the individual resources for which the access rights have to be checked.
>
>  
>
> 2. Based on this global decision request the PDP generates individual
> decision requests. - one for each individual node.
>
>     Thus the PDP generates the following decision requests:
>
>      <request>
>
>             subject-id=Bob
>
>             resource-id=/objects[1]
>
>             <content>.the xml resource </content>
>
>      </request>
>
>      <request>
>
>             subject-id=Bob
>
>             resource-id=/objects[1]/book[1]
>
>             <content>.the xml resource </content>
>
>      </request>
>
>      <request>
>
>             subject-id=Bob
>
>             resource-id=/objects[1]/book[1]/title[1]
>
>             <content>.the xml resource </content>
>
>      </request>
>
>      <request>
>
>             subject-id=Bob
>
>             resource-id=/objects[1]/book[1]/author[1]
>
>             <content>.the xml resource </content>
>
>      </request>
>
>      <request>
>
>             subject-id=Bob
>
>             resource-id=/objects[1]/book[1]/price[1]
>
>             <content>.the xml resource </content>
>
>      </request>
>
>      .
>
>  
>
>      <request>
>
>             subject-id=Bob
>
>             resource-id=/objects[1]/book[2]
>
>             <content>.the xml resource 
>
>      </request>
>
>      .
>
>  
>
> 3. Having these decision requests allows you to define very powerful rule
> semantics and filtering is supported too.
>
>     e.g. the rule in the example above would look like this
>
>  
>
>     <Rule effect=Deny>
>
>             Target:
>
>                         reg-exp-string-match(resource-id,
> /objects\[\d+\]/book\[\d+\]
>
>             Condition:
>
>                         AttributeSelector(concat(resource-id, /price/text())
>   
>> 50 and 
>>     
>
> AttributeSelector(concat(resource-id, /author/text()) =
> AttributeDesignator(subject-id)
>
>     </Rule>
>
>      
>
>  
>
>  
>
> Note that all the problems mentioned above are solved. 
>
> Filtering is possible as resource-id always refers to exactly one node in
> the xml resource and thus we get individual access decisions for each node
> in the xml resource. As resource-id is included in the decision response the
> PEP can (e.g. through a simple xslt) filter out the nodes for which the
> decision was deny.
>
> Further the problem of defining content dependant rights without reducing
> the possible authorization semantics is solved, thanks to an
> AttributeSelector that uses a concatenation of the resource-id attribute
> value and an arbitrary offset as its RequestContextPath value.
>
>  
>
> Note that the explanations above are simplified and try to focus the core
> aspects of the idea only. I hope that I could nevertheless make clear where
> the limitations are and how they could be solved.
>
> Let me know if you have problems understanding the ideas and I will try to
> explain in more detail. Further, more detailed information can be found in
> the comments I submitted during the public review period.
>
>  
>
> Best regards 
>
> Jan
>
>  
>
>  
>
>  
>
>  
>
>   _____  
>
> Von: Tyson, Paul H [mailto:PTyson@bellhelicopter.textron.com] 
> Gesendet: Montag, 21. September 2009 16:24
> An: Rich.Levinson; Erik Rissanen; Jan Herrmann
> Cc: xacml@lists.oasis-open.org
> Betreff: RE: AW: [xacml] CD-1 issue #11: strictness of xpath definition
>
>  
>
> I'd like to understand the original use case before commenting on the
> proposed solution.
>
>  
>
> Can Jan or Rich provide a complete example (rule, request, response) that
> demonstrates capabilities of the proposed feature, which cannot be met with
> existing provisions of the specification?
>
>  
>
> Thanks,
>
> --Paul
>
>  
>
>  
>
>
>   _____  
>
>
> From: Rich.Levinson [mailto:rich.levinson@oracle.com] 
> Sent: Sunday, September 20, 2009 18:41
> To: Erik Rissanen; Jan Herrmann
> Cc: xacml@lists.oasis-open.org
> Subject: Re: AW: [xacml] CD-1 issue #11: strictness of xpath definition
>
> Hi again Erik and Jan,
>
> I did some further thinking about the issue, and decided leaving the
> "details" for later was insufficient. I have therefore attached a proposed
> change to the hierarchical profile, which I think may address the issue. 
>
> The basic idea is to be able to identify any explicit element or attribute
> in an XML document in an unambiguous manner with a string to which regular
> expressions may be applied. As such, namespace prefixs must be included
> directly in this identifier, and since each namespace itself is a URI, it
> needs non-URI character delimeters to avoid it interfering with other
> parsing. RFC 2396 prescribes "percent encoding" for such mechanics within
> URI and URI-references (where the "URI-reference" includes the fragment
> portion).
>
> In order to see what this might look like if we were to take this approach,
> what I have done is added a new sub-section, 2.2.1, which expands on section
> 2.2 to include a hierarchical fragment portion of a "URI-reference", which I
> believe is consistent w RFC 2396. I also included a ref in section 2.1
> pointing to this as an "alternate representation".
>
> Comments and suggestions welcome.
>
>     Thanks,
>     Rich
>
>
> Rich.Levinson wrote: 
>
> Hi Erik and Jan,
>
> When I suggested starting w xpath expressions as a naming scheme, I had
> assumed we would properly incorporate namespaces. My limited (although not
> zero) understanding of XPath is that it is built around a normative data
> model:
> http://www.w3.org/TR/xpath-datamodel/
>
> I have not read this data model in any significant depth, but I do know that
> it is an explicit hierarchical representation of an XML document and that
> each element and attribute node can most likely be explicitly and uniquely
> addressed by a string of QNames (combo of resolved namespace prefix plus the
> local tag name) in the form:
>
> /root-qname/qname/qname/...
>
> where, in our case, the root-qname would probably be the top element of the
> doc.
>
> I did come across a notation called the "Clark notation" where qnames can be
> written as:
>
> {namespace URI}local-tag-name
>
> So, if we had an xpath segment such as:
>
> .../foo:Title[1]/bar:Name[1]  
> where xmlns:foo="example.com/nsA" xmlns:bar="example.com/nsB"
>
> Then the actual string used for the resource-id and in the regexp matches
> would be:
>
> .../{example.com/nsA}Title[1]/{example.com/nsB}Name[1]
>
> While this may seem awkward from a  user-friendliness point of view, I
> expect policy design tools can be developed to significantly ease the pain.
>
> I think the bottom line is that the purpose here (in the context of the
> XACML hierarchical profile) is that the xml document represents a hierarchy
> of resources, where each node in the xml document is a potential resource
> (presumably only element and attribute nodes, but, whatever). Since the xml
> document is a well-formed hierarchy, and that xpath is based on a normative
> data model where these nodes are  identified by qnames, it is fairly obvious
> that  each node (resource) is addressable by a sequence of these qnames with
> "/" used for navigation and "[n]" used to differentiate nodes w same name in
> document order.
>
> I believe we can also represent these qnames within the URI scheme if we
> percent encode any of the special characters needed to lay out the full
> sequences. Of course there would be details not covered here, but to get to
> that level would probably require some consensus that we wanted to
> incorporate the idea.
>
> Once we are past that awkwardness of the exact naming format, but I think it
> is an awkwardness implicit in xml documents, somewhat hidden by the format
> of xml documents, but necessarily incorporated to any xml processing tools,
> then I think we have an almost exact analogy to file system naming patterns
> and the commonly understood scoping relationships used in that context.
>
> This is not to say to not use xpath at all (in fact, I suggest leaving all
> the xpath stuff as is), but there may be circumstances where xpath is not
> appropriate, and a scheme like this is natural and consistent w the rest of
> the resource representation in the hierarchical profile. Further, I don't
> think this is "new" functionality, but simply explaining how an xml document
> resource hierarchy can be used within the already existing hierarchical
> profile constructs, i.e. a "missing piece" of the xml document part of the
> profile.
>
> My suggestion is that we add a comment to this effect in section 2.1
> explaining a suggested "naming" process, then pointing the reader to section
> 2.2 to the URI scheme of which the xml document would simply be a special
> case.
>
>     Thanks,
>     Rich
>
>
>
>  
>
>
> Erik Rissanen wrote: 
>
> Hi Jan, 
>
> And welcome to the TC. :-) 
>
> See inline for my response. 
>
> Jan Herrmann wrote: 
>
>
>
> First of all it is important to note that the problem you described has 
> nothing to do with the discussion whether to do string matching on xpath 
> expressions or not. 
>   
>
>
> It has everything to do with xpath vs string matching. See below. 
>
>
>
>
>
>
> Your example would only occur if your PEP or PDP can add two completely 
> different xml resources to the decision request which are (at least in 
> parts) syntactically very similar (but not semantically - and thus the ac 
> semantics should be different). E.g. 
>   
>
> resource one: 
>
> <foo:Book> 
>
> where foo is bound to xmlns:foo="example.com/nsA" 
>
>   
>
> and the second resource looks like: 
>
> <foo:Book> 
>
> where foo is bound to xmlns:foo="example.com/nsB" 
>
>   
>
> Having a rule pointing to /foo:Book through an Attribute selector or an 
> XPATH Matching function will cause the rule to get applied in both cases. 
> Here it becomes clear that the problem is independent of the discussion 
> whether string matching on xpath expressions should be supported or not.   
>
>
> No, it won't apply in the xpath case. Let's say we have the following
> attribute selector (XACML 3.0 syntax): 
>
> <AttributeSelector 
> xmlns:foo= <http://example.com/nsA> "http://example.com/nsA"; 
> Category="urn:oasis:names:tc:xacml:3.0:attribute-category:resource" 
> RequestContextPath="foo:Book" 
> MustBePresent="true" 
> DataType= <http://www.w3.org/2001/XMLSchema#string>
> "http://www.w3.org/2001/XMLSchema#string"/> 
>
> then it will match the following resource content: 
>
> <Content xmlns:foo= <http://example.com/nsA> "http://example.com/nsA";> 
> <foo:Book>..... 
> </foo:Book> 
> </Content> 
>
> but it will not match the following 
>
> <Content xmlns:foo= <http://example.com/nsB> "http://example.com/nsB";> 
> <foo:Book>..... 
> </foo:Book> 
> </Content> 
>
> This is because xpath does take the namespaces into account. String
> functions do not. Relying in a particular form for xpath expressions,
> namespace prefixes, etc, and assuming that requests never could collide is a
> huge security risk and otherwise problematic. 
>
> Best regards, 
> Erik 
>
>
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